What to Bring to an Initial Review

There are a number of documents you'll need to bring to our initial financial portfolio review. We will also want to have a conversation about your age, current income, hobbies, goals, philosophy on money, group affiliations, etc., to get to know you and be better able to meet your needs.

Suggested Documents

  • Insurance policies (life, health, home, auto, disability, liability, other)
  • Most recent bank statements for all accounts
  • Most recent investment account statements
  • List or copy of savings bonds
  • List or copy of stock and bond certificates
  • Most recent employer sponsored retirement plan statements (i.e. 401(k))
  • Most recent compensation plan statement
  • Other employer-sponsored benefit plan statments
  • Most recent pension/Social Security statements
  • Most recent paystub
  • Will
  • Durable power of attorney
  • Living trust
  • Living will
  • Mortgage agreement
  • Auto loan agreement
  • Other loan agreement
  • Most recent credit card statements
  • Other legal documents
  • Completed Discovery Questionnaire

Additional forms that may need to be completed:

Click here for a printable checklist.